The Committee is responsible for several key regulatory functions, including the preparation of the Code of Ethics. It has the authority to approve or reject applications for registration on the Register and must provide reasoned decisions for rejec…
The Committee is responsible for several key regulatory functions, including the preparation of the Code of Ethics. It has the authority to approve or reject applications for registration on the Register and must provide reasoned decisions for rejections. The Committee also recommends the revocation of registration for brokers who commit gross violations. Furthermore, it monitors market needs to potentially limit the number of brokers practicing in the Emirate.
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